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Charles Stone Clark

Clark & Stuart Inc

Portland, ME

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Current Employers
Clark & Stuart Inc

1945 Congress Street Building A, Portland, ME 04102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-09-06
CT RA APPROVED 2012-05-17
MA RA APPROVED 2012-04-17
NH RA APPROVED 2005-04-14
TX RA APPROVED_RES 2005-02-16
ME RA APPROVED 2004-08-18
  • FL RA
    APPROVED
    Since 2017-09-06
  • CT RA
    APPROVED
    Since 2012-05-17
  • MA RA
    APPROVED
    Since 2012-04-17
  • NH RA
    APPROVED
    Since 2005-04-14
  • TX RA
    APPROVED_RES
    Since 2005-02-16
  • ME RA
    APPROVED
    Since 2004-08-18

Branch Locations

1945 Congress Street, Building A, Portland, ME 04102 • United States

Disclosures

5 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial Yes
  • Bond No
  • Judgment / lien No
  • Investigation Yes
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Clark & Stuart Portland ME 01/1994 Present
  • 01/1994 → Present
    Clark & Stuart
    Portland, ME
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-22
S63 Uniform Securities Agent State Law Examination 1983-02-10
  • S66 Uniform Combined State Law Examination
    2002-05-22
  • S63 Uniform Securities Agent State Law Examination
    1983-02-10
Designations
Other Names
  • Rocky Clark

View on SEC IAPD

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