Timothy Nees Bremner

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2014-11-05
TX	RA	APPROVED_RES	2014-11-05

CA RA
APPROVED

Since 2014-11-05
TX RA
APPROVED_RES

Since 2014-11-05

Branch Locations

888 San Clemente Drive, Newport Beach, CA 92660 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Newport Beach	CA	11/2014	Present

11/2014 → Present

Ubs Financial Services Inc

Newport Beach, CA

Previous Registrations

1985-11-19 → 2014-11-06

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Costa Mesa, CA

Newport Beach, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-10-29
S63	Uniform Securities Agent State Law Examination	1984-11-12

S65 Uniform Investment Adviser Law Examination

2007-10-29
S63 Uniform Securities Agent State Law Examination

1984-11-12

Other Names

Timothy Nees Bremner
Timothy Nees Nees Bremner

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews