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Keith Duane Dunn

Johnson Dunn Capital Advisors, Inc.

Palm Harbor, FL

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Current Employers
Johnson Dunn Capital Advisors, Inc.

Palm Harbor, FL • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-01
TX RA APPROVED_RES 2022-06-16
  • FL RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2022-06-16

Branch Locations

36750 Us 19 North Innisbrook #2354, Palm Harbor, FL 34684 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Tarpon Springs FL 07/2010 06/2022
Johnson Dunn Capital Advisors, Inc. Palm Harbor FL 04/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-12
S63 Uniform Securities Agent State Law Examination 1983-07-22
  • S65 Uniform Investment Adviser Law Examination
    1994-08-12
  • S63 Uniform Securities Agent State Law Examination
    1983-07-22

View on SEC IAPD

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