Christian Shawn Tice

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1983 → Present
  Lpl Financial Llc
  San Jose, CA
• 04/2000 → Present
  Christian Tice, Cfp.
  San Jose, CA

Other Businesses

1) 04/07/2000 * CHRISTIAN S. TICE, CFP * Non-Variable Insurance * INV REL * AT REPORTED BUSINESS LOCATION(S) * Life, Health, and Disability * TIME SPENT 10% 2) 08/20/2007 * Globe Property Consultants * Mortgage/Real Estate Services * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * I have been previously approved by compliance as a RE broker for real estate sales however this is not showing up on the list. * TIME SPENT 10% 3) 10/14/2022 - No Business Name - Investment Related - Home Based; Redmond, WA; and Reston, VA - Real Estate Rental - Started 03/02/1999 - 2 Hours Per Month/0 Hours During Securities Trading - Own 2 rental properties.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-10-10
• S63 Uniform Securities Agent State Law Examination
  1991-08-27

Designations

• Certified Financial Planner