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300 West 6Th Street Suite 1550, Austin, TX 78701-4666 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-08-11 |
Branch Locations
4000 Ponce De Leon Blvd Suite 470, Coral Gables, FL 33146 • United States
300 West 6Th Street Suite 1550, Austin, TX 78701-4666 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riwm, Llc | Miami | FL | 05/2012 | 05/2017 |
| Aegis Capital Corp | Miami | FL | 06/2015 | 05/2017 |
| Stonecrest Capital Markets, Inc | Austin | TX | 05/2017 | Present |
| Stonecrest Advisors, Inc. | Coral Gables | FL | 07/2017 | Present |
1. Name: Stonecrest Advisors; Investment related: Yes; Address: 4000 Ponce de Leon Blvd. Coral Gables, FL 33146; Nature: Investment Adviser; Position: Investment Adviser; Start Date: 08/17; Hours/month: 20; During Trading Hours: 20; Duties: Investment Adviser
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-26 |
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