Grant Frederick Kuphall

Current Employers

Searle & Co.

333 Greenwich Avenue, Greenwich, CT 06830 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2021-07-07
CT	RA	APPROVED	2003-02-07

IL RA
APPROVED

Since 2021-07-07
CT RA
APPROVED

Since 2003-02-07

Branch Locations

333 Greenwich Ave, Greenwich, CT 06830 • United States

Chicago, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Advisors Group	Oakbrook Terrace	IL	11/2000	Present
Searle & Co	Greenwich	CT	11/2001	Present

11/2000 → Present

The Advisors Group

Oakbrook Terrace, IL
11/2001 → Present

Searle & Co

Greenwich, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-02-09
S63	Uniform Securities Agent State Law Examination	1980-08-08

S65 Uniform Investment Adviser Law Examination

2001-02-09
S63 Uniform Securities Agent State Law Examination

1980-08-08

View on SEC IAPD

Current Employers

Searle & Co.

Disclosures

Employment History

Exams

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