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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-01-07 |
| IN | RA | APPROVED | 2009-06-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Crown Point | IN | 06/2009 | Present |
1.Valennti & Lazart LLC; Stifel Office - which will be leased to the branch; Owner; 02/04/2013; 0 HOURS PER DAY; Not investment related 2. Sand Dollar Condo; 18500 Gulf Blvd Indian Shores FL 33785; Rental of condo; Owner; 01/01/1996; 0 hrs/day; Not during security trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-05-05 |
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