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Keith Edwin Downard

Stifel, Nicolaus & Company, Incorporated

Canfield, OH

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-01-19
OH RA APPROVED 2009-03-10
  • TX RA
    APPROVED_RES
    Since 2022-01-19
  • OH RA
    APPROVED
    Since 2009-03-10

Branch Locations

3685 Stutz Drive-Suite 201, Canfield, OH 44406 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Canfield OH 03/2009 Present
Previous Registrations
  • 2007-07-03 → 2009-03-10
    Butler, Wick & Co., Inc.
    Youngstown, OH
    Canfield, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-27
S63 Uniform Securities Agent State Law Examination 1982-05-12
  • S65 Uniform Investment Adviser Law Examination
    2007-06-27
  • S63 Uniform Securities Agent State Law Examination
    1982-05-12

View on SEC IAPD

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