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3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2010-04-27 |
Branch Locations
4700 S. Lindbergh Blvd, St. Louis, MO 63126 • United States
3555 S Culpepper Cir Ste 100, Springfield, MO 65804 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha Investor Services, Inc. | St Louis | MO | 03/1992 | Present |
| Mutual/United Of Omaha Insurance Company | St. Louis | MO | 07/1992 | Present |
Insurance Agent; Start Date: 09/1976; Non-Investment Related; Insurance Lines: Life, Health, and Annuity; Approximately 40 hours per week during trading hours. Insurance Agent: Start Date: 01/1978; Non-Investment Related; Insurance Lines: Property and Casualty; Approximately 1 hour per month. DBA Name: Tague Financial Services, LLC; Start Date: 11/21/2011; Non-Investment Related; DBA used as a business entity for hiring, payroll, and staff; Approximately 4 hours per month. DBA Name: S&S Financial Service, LLC; Start Date: 11/2016; Non-Investment Related; DBA used for insurance sales. Property Purchases, Sales, Rental, both Residential and Commercial. Properties under different LLC's, as Managing Member and also Member. Non Investment Related. January 2007. Approximately 4 hours weekly. Manage, purchase, sell, lease, along with construction and repair of properties. Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 1979-10-27 |
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