David William Baugh

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1980 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indianapolis, IN
• 12/2009 → Present
  Bank Of America, Na
  Indianapolis, IN

Other Businesses

I*75576 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: KING OF GLORY CHURCH INVESTMENT RELATED: NO ADDRESS OF BUSINESS: CARMEL, INDIANA 46032 NATURE OF BUSINESS: OTHER,CHURCH POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER START DATE OF RELATIONSHIP: 9/1/2014 NUMBER OF HOURS DEVOTED: 4 HOURS MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CHAIR OF THE FINANCE COMMITEE I*: 2389278 Entity Type: Fiduciary role Name of OBA: K. B. Address: Indianapolis, IN 46280 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 04/23/2025 Number of Hours: 2 hrs wkly Number of Hours during trading: 1 hr wkly Duties: Power of Attorney for Ex-wife

Exams

• S66 Uniform Combined State Law Examination
  2010-09-07
• S63 Uniform Securities Agent State Law Examination
  1981-02-02

Other Names

• David W Baugh