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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-16
TX RA APPROVED_RES 2021-01-28
PA RA APPROVED 2013-06-25
  • FL RA
    APPROVED
    Since 2023-05-16
  • TX RA
    APPROVED_RES
    Since 2021-01-28
  • PA RA
    APPROVED
    Since 2013-06-25

Branch Locations

2825 N. University Drive Suite 400, Coral Springs, FL 33065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Coral Springs FL 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Coral Springs, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-07-02
S63 Uniform Securities Agent State Law Examination 1980-07-18
  • S65 Uniform Investment Adviser Law Examination
    1993-07-02
  • S63 Uniform Securities Agent State Law Examination
    1980-07-18

View on SEC IAPD

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