Best Investors Account Sign in

Anita M Brennan

Ubs Financial Services Inc.

San Juan, PR

Guaynabo , PR

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-07-13
PR RA APPROVED 2018-06-15
  • FL RA
    APPROVED
    Since 2018-07-13
  • PR RA
    APPROVED
    Since 2018-06-15

Branch Locations

250 Munoz Rivera Avenue, San Juan, PR 00918 • United States

Guaynabo , PR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. San Juan PR 04/2000 Present
Other Businesses

SARBRE LLC.; real Estate; Other; secretary; 6/1/2004; Business hours per month: Yes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-26
S63 Uniform Securities Agent State Law Examination 1984-10-27
  • S66 Uniform Combined State Law Examination
    2017-07-26
  • S63 Uniform Securities Agent State Law Examination
    1984-10-27
Other Names
  • Anita M Hertell
  • Anita Brennan Hertell
  • Anita Maria Brennan
  • Anita M Brennanhertell
  • Anita M Brennan
  • Anita M. M Brennan
  • Anita Maria Brennan Sarmiento

View on SEC IAPD

Other Firms

KOVACK ADVISORS, INC.
CEFI CAPITAL, LLC
OWLCREST PARTNERS LLC
OSAIC WEALTH, INC.
NPA ASSET MANAGEMENT, LLC
TRANSAMERICA FINANCIAL ADVISORS, LLC
NEGRON-RAMOS LLC
PR FIVE WEALTH MANAGEMENT LLC

Other Investors

CARLOS JUAN MIRANDA
RAFAEL R QUINTERO
Osvaldo Cruz Cintron
JUAN ANTONIO BRUNO
Paola Teresa Gautier-Ortiz
EMMANUEL LOUBRIEL
HECTOR JAVIER JIRAU
LOURDES M CORUJO-RAMSEY

Other Offices

KOVACK ADVISORS, INC. · San Juan, PR
CEFI CAPITAL, LLC · SAN JUAN, PR
OWLCREST PARTNERS LLC · SAN JUAN, PR
OSAIC WEALTH, INC. · SAN JUAN, PR
NPA ASSET MANAGEMENT, LLC · SAN JUAN, PR
TRANSAMERICA FINANCIAL ADVISORS, LLC · SAN JUAN, PR
NEGRON-RAMOS LLC · SAN JUAN, PR
PR FIVE WEALTH MANAGEMENT LLC · SAN JUAN, PR

More in San Juan, PR

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor