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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-11-18 |
| KS | RA | APPROVED | 2018-01-02 |
Branch Locations
2131 N Collective Ln Ste B, Wichita, KS 67206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1. MASTIO MOUNTAIN RANCH, LLC; 415 E FLINT HILLS NATIONAL CT, ANDOVER, KS 67002; MEMBER; START 5/20/2004; APPROX 10 HOURS/MONTH. 2. WICHITA STATE UNIVERSITY ENDOWMENT ASSOCIATION PLANNED GIVING COUNCIL; WICHITA, KS 67208; ADVISORY BOARD MEMBER; START 1/1/1998; 0 HOURS. 3. VIRGINIA G. MASTIO FAMILY TRUST; 415 E FLINT HILLS NATIONAL CT, ANDOVER, KS 67002; TRUSTEE; START 4/6/1991; APPROX 5 HOURS/MONTH. 4. OAK CREEK INSURANCE AGENCY, LLC; 415 E FLINT HILLS NATIONAL CT, ANDOVER, KS 67002; PRINCIPAL MEMBER; START 2/17/2012; APPROX 5 HOURS/MONTH. 5. TRUSTEE OF CATHLEEN HAMDAN TRUST (DAUGHTER). 6. LODGES AT BLACK CANYON HOA; 800 MACGREGOR AVE, ESTES PARK, CO 80517; BOARD MEMBER; START 9/27/2024; APPROX 2 HOURS/MONTH. 7. VARIOUS OUTSIDE INSURANCE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-13 |
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