Joseph Mascherin

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → Present
  Raymond James Financial Services
  Tampa, FL
• 10/2007 → Present
  Mascherin Financial, Inc.
  Tampa, FL
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Tampa, FL
• 09/2009 → Present
  Mascherin Financial, Inc
  Tampa, FL

Previous Registrations

• 1994-07-18 → 2007-11-05
  A. G. Edwards & Sons, Inc.
  Tampa, FL
  Tampa, FL

Other Businesses

(1)Name of Business: Joseph Mascherin Address: 3714 Monarch Dr., Tampa, FL, 33618, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/01/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own a condo that I rent from time to time. (2)Name of Business: Mascherin Financial, Inc. Address: 1214 W. Bearss Ave, Tampa, FL, 33613, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 09/08/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (3)Name of Business: MASCHERIN HOUSEHOLD Address: 3714 Monarch r, Tampa, FL, 33618, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 05/08/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Co Trustee with my wife on our personal assets in a revocable living trust.

Exams

• S63 Uniform Securities Agent State Law Examination
  1983-05-20

Designations

• Certified Financial Planner