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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-03-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Brea | CA | 03/2009 | Present |
| Bank Of America, N.A. | Brea | CA | 06/2011 | Present |
I*2095276, Entity Type: Fiduciary, Name of OBA: G L P TTEE U/A DTD 05/20/2021 BY A P, Address: Whittier, California, 90604, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 18-Nov-2024, No Hours: 1 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 1990-03-15 |
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