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Googins Advisors, Inc. CRD 13985
$501M regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6417 University Avenue, Middleton, WI 53562 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| FL | RA | APP_PEND_IARCE | 2026-01-01 |
| IL | RA | APP_PEND_IARCE | 2026-01-01 |
| MN | RA | APP_PEND_IARCE | 2026-01-01 |
| NE | RA | APP_PEND_IARCE | 2026-01-01 |
| WI | RA | APP_PEND_IARCE | 2026-01-01 |
| NC | RA | APPROVED | 2021-08-24 |
| LA | RA | APPROVED | 2021-04-23 |
| WA | RA | APPROVED | 2021-02-23 |
| TX | RA | APPROVED_RES | 2010-03-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Googins & Co., Inc. | Madison | WI | 07/1983 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-09-01 |
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