Steven Michael Booren

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1996 → Present
  Lpl Financial, Llc
  Greenwood Village, CO
• 06/2016 → 06/2020
  Prosperion Planning, Llc (Dba: Prosperion Financial Advisors)
  Greenwood Village, CO

Previous Registrations

• 2016-08-09 → 2020-07-29
  Prosperion Financial Advisors
  Greenwood Village, CO
• 1999-01-01 → 2005-12-31
  Capital Consulting
  Greenwood Village, CO

Other Businesses

1. 03/11/2011: Prosperion Financial Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 07/27/2011: No Business Name - Real Estate Rental - Investment Related - At Reported Business Location(s) - No Time Spent - Booren LLLP, Passive Real Estate Investment 3. 07/27/2011: Ground Lease - Real Estate Rental - Investment Related - At Reported Business Location(s) - No Time Spent - 6395 LLC, Passive Real Estate Investment 4. 07/27/2011: 200 LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - No Time Spent - 200 LLC, Passive Real Estate Investment 5. 07/27/2011: 1095 LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - No Time Spent - 1095 LLC, Passive Real Estate Investment 6. 10/01/2012: Prosperion Partners, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 7. 12/29/2015: Booren LLLP - Real Estate Rental - Investment Related - 5517 E Lincoln Drive, Scottsdale, AZ 85253 - Start 12/22/2015 - No Time Spent - Investment in a Condominium in Paradise Valley AZ. 8. 2/19/2019 - Hazel Self Storage, LLC - Investment Related - 137 West Skyway Drive, Fort Collins, CO 80525 - Real Estate Rental - 0 Hours Per Month - Storage Property. 9. 03/12/2019 - No Business Name - Investment Related - At Reported Business Location(s)/Sold via Amazon. - Other-Author-LPL Approved Book - Started 03/05/2019 - 0 Hours Per Month - Author - Intelligent Investing. 10. 10/22/2020 - 1985 LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Owner - Start Date: 9/2/2020 - 0 Hours Per Month/0 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-01-04
• S63 Uniform Securities Agent State Law Examination
  1981-06-01

Other Names

• Steven M Booren
• Steven M Booren