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Walter J Mack

Rbc Capital Markets, LLC

Conshohocken, PA

Chester Springs, PA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-06-28
  • PA RA
    APPROVED
    Since 2017-06-28

Branch Locations

Six Tower Bridge, 181 Washington Street Suite 500, Conshohocken, PA 19428-2000 • United States

Chester Springs, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Philadelphia PA 05/2005 06/2017
Rbc Capital Markets, Llc Conshohocken PA 06/2017 Present
Previous Registrations
  • 2006-05-15 → 2017-07-06
    Janney Montgomery Scott Llc
    Philadelphia, PA
    Berwyn, PA
    West Chester, PA
    Berwyn (Valley Forge), PA
  • 2002-12-20 → 2005-02-28
    Morgan Stanley Dw Inc.
    Wayne, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-12-17
  • S63 Uniform Securities Agent State Law Examination
    1986-12-17
Other Names
  • Walter J Mack
  • Walter James Mack
  • Walter J Mack Jr

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · CONSHOHOCKEN, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · Conshohocken, PA
ARSENAL CAPITAL ADVISORS LLC · CONSHOHOCKEN, PA
UBS FINANCIAL SERVICES INC. · CONSHOHOCKEN, PA
INDEPENDENT FINANCIAL PARTNERS · Conshohocken, PA
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