Trudy Ann Fearon

Current Employers

Employment History

• 05/2013 → 10/2016
  Lombard Securities Inc.'
  Allentown, PA
• 11/2016 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 11/2016 → Present
  Oaktree Advisors Llc
  Bethlehem, PA

Previous Registrations

• 2013-05-07 → 2016-11-17
  Lombard Advisers Incorporated
  Allentown, PA
• 2010-08-17 → 2013-05-10
  Mml Investors Services, Llc
  Allentown, PA
  Center Valley, PA
  Center Valley, PA

Other Businesses

1) TRULY TRUDY'S SWEETS & TREATS. Not Investment Related. 10 Clifftop Road, Northampton, PA 18067. Candy, Chocolates, Baked Goods. Proprietor. 01/2016. 20 Hrs/Mo; 0 During Trading Hours. Making Chocolates and Baked Goods. 2) Oaktree Advisors. Investment Related. 6666 Passer Road, Coopersburg, PA 18036. RIA. Financial Advisor. 11/2016. 150 Hrs/Mo; All During Trading Hours. Meet with Clients to Discuss and Review their Portfolio Holdings. Service Existing Business. Solicit New Business. 3) INSURANCE :ACCIDENT AND HEALTH, LIFE AND FIXED, VARIABLE LIFE AND VARIABLE ANNUITY LICENSED IN PA AND NON RESIDENT LINES FOR VARIABLE AND LIFE INSURANCE IN OH, NJ NH, and SC. INVESTMENT RELATED; 1 WEST BROAD STREET SUITE 406; INSURANCE SALES; AGENT OF RECORD; 05/2017; 1 HOUR/MONTH; 1 HOUR/MONTH DURING SECURITIES HOURS; EXPLAIN THE PRODUCT AND TAKE APPLICATION 4) PURSHE KAPLAN STERLING INVESTMENTS ONE WEST BROAD STREET, SUITE 406, BETHLEHEM, PA 18018. REGISTERED REP 11/2016. 150 HRS/MO; ALL DURING TRADING HOURS. MEET WITH CLIENTS TO DISCUSS AND REVIEW THEIR PORTFOLIO HOLDINGS. SERVICE EXISTING BUSINESS. SOLICIT NEW BUSINESS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-10-05
• S63 Uniform Securities Agent State Law Examination
  1988-01-20

Other Names

• Trudy Ann Heffner
• Trudy A Heffner
• Trudy Ann Dorward
• Trudy Ann Schurter