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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-07-01
  • PA RA
    APPROVED
    Since 2016-07-01

Branch Locations

23 S Main St, Coopersburg, PA 18036 • United States

Coopersburg, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Center Valley PA 10/2014 Present
Thrivent Financial Appleton WI 03/2015 Present
Other Businesses

ANDREW F FILLER POSITION: Owner NATURE: Landlord to my LLC who rents the office space INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2017 ADDRESS: 23 S. Main St, Coopersburg PA 18036, United States DESCRIPTION: Landlord of property. 3 MIRACLE VENTURES, LLC POSITION: Owner NATURE: Landlord to tenants who rent apartment and garage space. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2018 ADDRESS: 23 S. Main St., Coopersburg PA 18036, United States DESCRIPTION: Landlord of property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-30
S63 Uniform Securities Agent State Law Examination 2014-12-27
  • S65 Uniform Investment Adviser Law Examination
    2016-06-30
  • S63 Uniform Securities Agent State Law Examination
    2014-12-27

View on SEC IAPD

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