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Thomas L Cannon

Morgan Stanley

Huntington, WV

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2020-09-11
TX RA APPROVED_RES 2020-09-04
  • WV RA
    APPROVED
    Since 2020-09-11
  • TX RA
    APPROVED_RES
    Since 2020-09-04

Branch Locations

1200 Third Avenue Suite 100, Huntington, WV 25701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charleston WV 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charleston WV 11/2016 09/2020
Morgan Stanley Smith Barney Llc Huntington WV 09/2020 Present
Morgan Stanley Private Bank, N.A New York NY 10/2020 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Charleston, WV
  • 11/2016 → 09/2020
    Wells Fargo Clearing Services, Llc
    Charleston, WV
  • 09/2020 → Present
    Morgan Stanley Smith Barney Llc
    Huntington, WV
  • 10/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2003-07-01 → 2020-09-08
    Wells Fargo Clearing Services, Llc
    Charleston, WV
    Huntington, WV
    Charleston, WV
  • 1994-04-01 → 2003-07-01
    Prudential Equity Group, Llc
    Charleston, WV
Other Businesses

THE HUNTINGTON CITY MISSION INC., INV RELATED, HUNTINGTON, WV, BOARD MEMBER, START 5/1/2005, ZERO HOURS DURING TRADING, FUNDRAISING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-01-29
S63 Uniform Securities Agent State Law Examination 1982-10-14
  • S65 Uniform Investment Adviser Law Examination
    1993-01-29
  • S63 Uniform Securities Agent State Law Examination
    1982-10-14
Other Names
  • Thomas L Cannon
  • Thomas Leslie Cannon

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LAYNE FINANCIAL GROUP
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
ROBERT W. BAIRD & CO. INCORPORATED
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
J.P. MORGAN SECURITIES LLC

Other Investors

LEA ANN BOSTIC
BENJAMIN ALAN MCGINNIS
Dewey C Brown
LEIGH A VILLERS
JOHN ALFRED VILLERS
KATHY LYNN WHITLEY
JANET SUE CHAFFIN
JAMES E KARNES

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HUNTINGTON, WV
LAYNE FINANCIAL GROUP · HUNTINGTON, WV
WELLS FARGO CLEARING SERVICES, LLC · HUNTINGTON, WV
EDWARD JONES · HUNTINGTON, WV
ROBERT W. BAIRD & CO. INCORPORATED · HUNTINGTON, WV
CETERA INVESTMENT ADVISERS LLC · HUNTINGTON, WV
EDWARD JONES · Huntington, WV
STATE FARM INVESTMENT MANAGEMENT CORP. · Huntington, WV

More in Huntington, WV

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