Raymond William Powell

Current Employers

Employment History

• 01/1973 → Present
  R.W. Powell Ent., Inc.
  Waterbury, CT
• 10/2011 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 09/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 1985-11-21 → 2019-09-25
  Powell'S Financial Planning Service
  Prospect, CT
• 2005-10-05 → 2011-11-04
  Woodbury Financial Services, Inc.
  Prospect, CT
  Prospect, CT

Other Businesses

1) RAYMOND W. POWELL 417 SMITH POND RD. WATERTOWN, CT 06795. BEGAN 06/01/1976 AS AGENT FOR FIXED INSURANCE, LIFE, LONG TERM CARE, DISABILITY, AND FIXED ANNUITY EXCLUDING EIA. NOT INVESTMENT RELATED. DEVOTES 5 HRS/MNTH. NONE DURING TRADING. 2) POWELL'S INCOME TAX SERVICE 42 WATERBURY RD. PROSPECT, CT 06712. BEGAN 01/01/1972 AS ENROLLED AGENT, PREPARING TAXES AND TAX RETURNS. NOT INVESTMENT RELATED. DEVOTES 20 HRS/MNTH. 1 HR DURING TRADING. 3) RWP ENTERPRISES INC., PROSPECT, CT. BEGAN ON 01/01/05. RENTAL PROPERTY. SPENDS 1 HOUR/MONTH, NONE DURING TRADING. 4) CIRA 1776 Pleasant Plain Road, Fairdfield IA 52556. Advisory Rep of a Registered Investment Advisor. 9/14/2017. 30/ weekly, 25/ trading. See employment history for start date. 5) POWELL'S FINANCIAL PLANNING SERVICE, LLC, 42 Waterbury Road, Prospect CT 06712, United States, 11/15/2021, Owner, NIR, 1 HR/MO - 0 HR/MO TRADING 6) POWELL`S FINANCIAL, 42 Waterbury Rd, Prospect CT 06712, United States, 10/28/2011, IAR, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-01-07

Designations

Other Names

• Raymond William Powell