Janice Kay Crosta

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-08-17
WA	RA	APPROVED	2020-08-17

TX RA
APPROVED

Since 2020-08-17
WA RA
APPROVED

Since 2020-08-17

Branch Locations

401 Union Street Suite 3600, Seattle, WA 98101 • United States

Burien, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Robert W. Baird & Co. Incorporated	Seattle	WA	11/2014	08/2020
Rbc Capital Markets, Llc	Seattle	WA	08/2020	Present

11/2014 → 08/2020

Robert W. Baird & Co. Incorporated

Seattle, WA
08/2020 → Present

Rbc Capital Markets, Llc

Seattle, WA

Previous Registrations

2014-11-07 → 2020-09-08

Robert W. Baird & Co. Incorporated

Seattle, WA
2009-07-16 → 2014-11-10

Mcadams Wright Ragen, Inc.

Seattle, WA
2001-02-09 → 2009-06-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Seattle, WA

Seattle, WA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-12-18

S66 Uniform Combined State Law Examination

2000-12-18

Other Names

Janice Kay Lundberg
Jann Crosta

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews