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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-30 |
| PA | RA | APPROVED | 2016-10-07 |
Branch Locations
Millennium One, 20 Ash Street, Conshohocken, PA 19428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Conshohocken | PA | 09/2015 | Present |
Rental property; 239 Dickinson Ave. Swarthmore PA 19081; commercial property; Co-owner of building; receives rental income from tenants; affiliation started 12/31/1985; NON INVESTMENT RELATED; 2 HRS PER MONTH; not during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-07-13 |
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