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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1984-05-18
  • TX RA
    APPROVED
    Since 1984-05-18

Branch Locations

430 W. Beauregard Avenue, San Angelo, TX 76903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

1) ZESCH & PICKETT INSURANCE, LLP;GROUP & INDIVIDUAL HEALTH P& C & DROUGHT INS./ AGENT; START DATE: 1-1-99; HOURS PER MONTH: 120; MONTHLY COMP: $10,000. 2) ZESCH & PICKETT, LLC; OFFICE BUILDING; RENT OFFICE SPACE;MEMBER/OPERATIONS MGR.- START DATE: 07/01/01 ; HRS PER MONTH: 3, NO COMPENSATION. 3) BAR Z RANCH; FAMILY RANCH W/PARENTS; RANCHING DUTIES FOR COWS & GOATS;START DATE:0 1/01/2010; HRS PER MONTH: 100/ NO COMPENSATION. 4) THIRD PARTY ADMINISTRATOR OR RECORDKEEPER / ZESCH & PICKETT ADMINISTRATORS, INC / OWNER/OPERATOR/ PRESIDENT,SHAREHOLDER, DIRECTOR/ 05/01/1989 ; 5HRS PER MTH/NO COMP 5) VARIOUS OUTSIDE INSURANCE/BROKERAGE CONTRACTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-25
S63 Uniform Securities Agent State Law Examination 1984-04-19
  • S65 Uniform Investment Adviser Law Examination
    1999-02-25
  • S63 Uniform Securities Agent State Law Examination
    1984-04-19
Other Names
  • Bobby Frank Zesch

View on SEC IAPD

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