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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-12-16 |
| OH | RA | APPROVED | 1999-08-19 |
Branch Locations
159 Crocker Park Blvd, Westlake, OH 44145 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
Dunedin, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cleveland | OH | 03/1978 | Present |
| Bank Of America, N.A | Cleveland | OH | 01/2013 | Present |
I*59598 For profit or not for profit: For-Profit Organization Name of outside business organization: Brooke Co. mineral rights Investment related: N Address of business: brooke county, West Virginia n/a Nature of business: Family Business, Position, title, association: Owner, Start date of relationship: 1/1/2012 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: family owned mineral rights on property I*112001 For profit or not for profit: For-Profit Organization Name of outside business organization: EQT Production Investment related: N Address of business: Bridgeport, West Virginia 26330 Nature of business: Corporation, Position, title, association: Participant, Start date of relationship: 43133 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: assigned mineral drilling rights to company, my responsibility none I*470301 For profit or not for profit: Name of outside business organization: Elyria Community Improvement Corporation Investment related: N Address of business: ELYRIA, Ohio, 44035, United States Nature of business: ["Development Corporation"] Position, title, association: ["Board Member"], Start date of relationship: 5/18/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 1 Duties: , advance,encourage,promote developement in Elyria quarterly meetings to approve disbursements
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1981-05-28 |
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