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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-01 |
| AL | RA | APPROVED | 2025-02-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Anniston | AL | 02/1985 | 02/2025 |
| (Dba) Insurance Planning Services Inc | Anniston | AL | 09/1998 | Present |
| Cetera Wealth Services, Llc | Anniston | AL | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
| Forever Young Farms Eat, Llc | Birmingham | AL | 08/2025 | Present |
(dba) INSURANCE PLANNING SERVICES INC; Investment Related; 103 East 13th Street, Anniston, AL 36201; Agent/Owner; Start Date 09/1998; 120 hours per month; Insurance sales, service and consulting. >> ANGUS PROPERTIES, LLC; Non-Investment Related; 103 East 13th Street, Anniston, AL 36201; President; Start Date 10/2013; 1 hour per month; Owner of a building that I lease to tenants. >> LICKSKILLET, LLC; Non-Investment Related; 103 East 13th Street, Anniston, AL 36201; Member; Start Date 09/2018; 1 hour per month; LLC formed to purchase a vacant lot in Oxford, AL - I have no specific duties at this time. >> CAPRI ASSOCIATES, LLC; Non-Investment Related; 3094 Roy Webb Road, Jacksonville, AL 36265; Vice President; Start Date 10/1986; 2 hours per month; I am a partial owner of two apartment buildings and one house that are leased and/or rented to others. >> FOREVER YOUNG FARMS; Non-Investment Related; Talladega, AL 35160; Owner; Start Date 01/2013; 10 hours per month; Timber farmland. >> LIFE SETTLEMENTS; Investment Related; 103 East 13th Street, Anniston, AL 36201; Insurance; Representative; Start Date 03/2023; 2 hours per month with those 2 hours per month occurring during trading hours; From time to time a life insurance policyholder may want to sell their life insurance policy - I assist them with that process at that time. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 11/1974; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; NAME OF OTHER BUSINESS: FOREVER YOUNG FARMS EAT, LLC; INVESTMENT RELATED: NO; ADDRESS: 2101 FIRST AVE NORTH, BIRMINGHAM, AL 35203; NATURE OF BUSINESS: REAL ESTATE; START DATE: 8/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC MEMBER;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-31 |
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