Stephen William Richman

Current Employers

Employment History

• 02/1998 → Present
  Rockdale Associates, Inc.
  Ocean, NJ
• 01/1996 → Present
  Bolinger Insurance
  Manasquan, NJ
• 01/1990 → Present
  American United
  Springfield, NJ
• 01/2009 → Present
  Professional Group Plans
  Cranford, NJ
• 01/2004 → Present
  Cetera Advisors Llc
  Denver, CO
• 01/2004 → 11/2017
  Cetera Advisors, Llc
  Denver, CO
• 01/2024 → Present
  Cetera Investment Advisers
  Schaumburg, IL
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Naples, FL

Previous Registrations

• 2003-11-03 → 2009-12-31
  Rockdale Financial Services, Inc.
  Ocean, NJ
• 2002-11-12 → 2009-07-27
  Bpr Wealth Management, Llc
  Lawrenceville, NJ
• 2003-06-12 → 2004-01-01
  Vestax Securities Corporation
  Ocean, NJ

Other Businesses

1.ROCKDALE FINANCIAL SERVICES, INC. INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, REGISTERED INVESTMENT ADVISOR, STARTED AUGUST 2013, 10 HRS PER WEEK - DURING TRADING HOURS, ASSET ALLOCATION MODELING THROUGH THIRD-PARTY MONEY MANAGEMENT, PRESIDENT & CEO. 2.FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START 1981, 5 HRS/WEEK, VARIES DURING TRADING HOURS, INSURANCE AGENT SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 3.PRE PAID LEGAL SERVICE-START 09/14/09-901 99 CORBETT WAY SUITE 103 EATONTOWN NJ 07724-SALES-1 HR/WK. 4. RICHMAN WEALTH MANAGERS, INC., NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED LOCATION, START 2013, PRESIDENT/OWNER, ENTITY NOT HELD OUT TO THE PUBLIC - FOR INTERNAL RECORD KEEPING ONLY. 5.TS ASSET MANAGEMENT LLC, NOT INVESTMENT RELATED, 623 LACY ROAD, FORKED RIVER, NJ 028731, START 2013, CO-OWNER, ENTITY NOT HELD OUT TO THE PUBLIC - FOR INTERNAL RECORD KEEPING ONLY.

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-12-29

Other Names

• Stephen W Richman