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James Gregory Trautwein

Equitable Advisors, LLC

Woodbridge, NJ

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2004-10-19
  • NJ RA
    APPROVED
    Since 2004-10-19

Branch Locations

90 Woodbridge Center Drive 7Th Floor, Woodbridge, NJ 07095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 02/2004 06/2020
Equitable Advisors, Llc New York NY 02/2004 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-06-22
S63 Uniform Securities Agent State Law Examination 1998-06-15
  • S65 Uniform Investment Adviser Law Examination
    2004-06-22
  • S63 Uniform Securities Agent State Law Examination
    1998-06-15
Other Names
  • Jim Trautwein

View on SEC IAPD

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BENCHMARK FINANCIAL WEALTH ADVISORS LLC
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KEVIN PATRICK RODIN
JERMAIN OCTAVEUS HALL
CHRISTOPHER MICHAEL WARENKIEWICZ
CARMINE ANTHONY DE SAN
CESARE CAGNINA
LOUIS JOSEPH SIMONE
JULIAN CORRALIZZA
THOMAS GAWRON

Other Offices

MONIMUS CAPITAL MANAGEMENT, LP · WOODBRIDGE, NJ
WELLS FARGO CLEARING SERVICES, LLC · WOODBRIDGE, NJ
RETIREMENT INCOME ADVISORY GROUP LLC · WOODBRIDGE, NJ
CETERA INVESTMENT ADVISERS LLC · Woodbridge, NJ
WORLD INVESTMENT ADVISORS, LLC · WOODBRIDGE, NJ
BENCHMARK FINANCIAL WEALTH ADVISORS LLC · Woodbridge, NJ
CETERA INVESTMENT ADVISERS LLC · WOODBRIDGE, NJ
PROSPERITY CAPITAL ADVISORS · Woodridge, NJ

More in Woodbridge, NJ

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