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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-04-18 |
Branch Locations
Six Tower Bridge, 181 Washington Street Suite 500, Conshohocken, PA 19428-2000 • United States
Villanova, PA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Philadelphia | PA | 03/2006 | 04/2017 |
| Bank Of America,Na | Philadelphia | PA | 09/2010 | 04/2017 |
| Rbc Capital Markets, Llc | Philadelphia | PA | 04/2017 | Present |
| City National Bank | Conshohocken | PA | 08/2017 | Present |
(1) ANNA FRIDENBERG RESIDUARY TRUST; ADDRESS: ONE WEST FOURTH ST., 2ND FL, WINSTON-SALEM, NC; BUSINESS DESCRIPTION: TRUST; NOT INVESTMENT RELATED; START DATE: 04/15/1999; CAPACITY: CO-TTEE; DUTIES: FINANCIAL OVERSIGHT; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1979-11-26 |
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