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300 Parkland Plaza, Ann Arbor, MI 48103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-03-28 |
Branch Locations
13260 Dix Toledo Rd, Southgate, MI 48195 • United States
300 Parkland Plaza, Ann Arbor, MI 48103 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corporation | Southfield | MI | 06/1998 | 12/2024 |
| Sigma Financial Corp | Ann Arbor | MI | 03/2025 | Present |
| Sigma Planning Corporation | Ann Arbor | MI | 03/2025 | Present |
1. DBA - Stroia Securities Services, Inc., Southgate, MI. Name used for financial services offered through Sigma Financial Corp. and SPC. Start date: 3/26/25, approx. 40 hrs/wk. INV REL: Y 2. Sale of non-variable life insurance products including life and health. Start date: 4/8/25. approx. 5 hrs/mo. INV REL: Y
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-12-11 |
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