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Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2026-03-26
ID RA APPROVED 2026-01-23
CA RA APPROVED 2025-02-03
  • MT RA
    APPROVED
    Since 2026-03-26
  • ID RA
    APPROVED
    Since 2026-01-23
  • CA RA
    APPROVED
    Since 2025-02-03

Branch Locations

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States

Rocklin, CA • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 04/2013 01/2019
Questar Asset Management Rocklin CA 04/2013 02/2019
Centaurus Financial Inc. Anaheim CA 02/2019 Present
  • 04/2013 → 01/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 04/2013 → 02/2019
    Questar Asset Management
    Rocklin, CA
  • 02/2019 → Present
    Anaheim, CA
Previous Registrations
  • 2013-04-25 → 2019-02-04
    Questar Asset Management, Inc.
    Minneapolis, MN
    Roseville, CA
    Rocklin, CA
  • 2006-02-09 → 2013-04-24
    Walnut Street Securities, Inc.
    Roseville, CA
    St Louis, MO
Other Businesses

Granite Bay Financial Strategy, non-investment related, Rocklin, CA 95677, DBA for branding purposes only and website.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-15
S63 Uniform Securities Agent State Law Examination 1980-11-24
  • S65 Uniform Investment Adviser Law Examination
    1998-12-15
  • S63 Uniform Securities Agent State Law Examination
    1980-11-24
Other Names
  • Tad Williams

View on SEC IAPD

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