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Current Employers
United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-01
NH RA APPROVED 2022-04-20
MD RA APPROVED 2019-07-31
  • TX RA
    APPROVED
    Since 2022-12-01
  • NH RA
    APPROVED
    Since 2022-04-20
  • MD RA
    APPROVED
    Since 2019-07-31

Branch Locations

7333 E Doubletree Ranch Rd Ste 120, Scottsdale, AZ 85258 • United States

1 Bank Street Ste. 200, Gaithersburg, MD 20878 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alan Rubin Agency Rockville MD 05/2006 07/2019
Nationwide Securities, Llc Columbus OH 07/2006 07/2019
United Planners' Financial Services Of America A Limited Partner Scottsdale AZ 07/2019 Present
David Arnold Gaithersburg MD 05/2006 Present
Previous Registrations
  • 2010-04-22 → 2019-08-07
    Westminster, MD
    Rockville, MD
    Silver Spring, MD
    Ellicott City, MD
    Annandale, VA
    Greenbelt, MD
    Olney, MD
    Baltimore, MD
    Washington, DC
    Laurel, MD
    Manassas, VA
    Hyattsville, MD
    Mount Airy, MD
    Lexington Park, MD
    Rockville, MD
    Burke, VA
    Frederick, MD
    Alexandria, VA
    Berlin, PA
    Oxon Hill, MD
    Ellicott City, MD
    Baltimore, MD
    Mount Airy, MD
    Gaithersburg, MD
    Gainesville, VA
    Glen Burnie, MD
    Manassas, VA
    Upper Marlboro, MD
    Clinton, MD
Other Businesses

1.) ARNOLD FINANCIAL SERVICES - OWNER - DBA NAME FOR MARKETING PURPOSES ONLY - GAITHERSBURG, MD - SINCE 10/2010 - INVESTMENT RELATED 2.) ARNOLD FINANCIAL SERVICES LLC - OWNER - LLC FOR SELF AS CORPORATION - GAITHERSBURG, MD - SINCE 10/2010 - INVESTMENT RELATED 3.) DAVID ARNOLD - AGENT - NON-VARIABLE INSURANCE - GAITHERSBURG, MD - SINCE 05/2006 - INVESTMENT RELATED 4.) JCC OF GREATER WASHINGTON - MEMBER OF INVESTMENT COMMITTEE - VOLUNTEER INVESTMENT COMMITTEE - ROCKVILLE, MD - SINCE 03/2026 - INVESTMENT RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-10-08
S63 Uniform Securities Agent State Law Examination 2006-11-01
  • S65 Uniform Investment Adviser Law Examination
    2009-10-08
  • S63 Uniform Securities Agent State Law Examination
    2006-11-01
Designations

View on SEC IAPD

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