Lance Howard Cobb

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-01-09

TX RA
APPROVED

Since 2013-01-09

Branch Locations

201 Main St Ste 1700, Fort Worth, TX 76102 • United States

Fort Worth, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors	Fort Worth	TX	12/2012	11/2016
Wells Fargo Clearing Services, Llc	Fort Worth	TX	11/2016	Present

12/2012 → 11/2016

Wells Fargo Advisors

Fort Worth, TX
11/2016 → Present

Wells Fargo Clearing Services, Llc

Fort Worth, TX

Previous Registrations

2009-06-01 → 2012-12-19

Morgan Stanley

Fort Worth, TX
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Ft. Worth, TX
1987-02-23 → 2007-04-02

Morgan Stanley Dw Inc.

Ft. Worth, TX

Ft.WOrth, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-06-08
S63	Uniform Securities Agent State Law Examination	1979-12-03

S66 Uniform Combined State Law Examination

2015-06-08
S63 Uniform Securities Agent State Law Examination

1979-12-03

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews