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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| NJ | RA | APPROVED | 2008-09-10 |
Branch Locations
591 Route 17M, Monroe, NY 10950 • United States
18 Oakland Avenue, Warwick, NY 10990 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Monroe | NY | 09/2008 | Present |
| Sterling Bank | Monroe | NY | 10/2013 | 09/2021 |
| Webster Bank | Monroe | NY | 09/2021 | Present |
(1) 09/10/2008: SBLI USA - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 1% - Life Insurance Sales. (2) 09/03/2021 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/03/2021. (3) 10/30/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Webster Investments - Investment Related - At Reported Business Location(s) - Start Date 11/13/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-17 |
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