Douglas Michael Sternemann

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-11-04

NY RA
APPROVED

Since 2021-11-04

Branch Locations

250 S. Clinton St. 4Th Floor, Syracuse, NY 13202 • United States

745 Route 17M, Suite 101, Monroe, NY 10950 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M&T Securities, Inc.	Buffalo	NY	06/2014	Present
M&T Bank	Saugerties	NY	04/2014	Present
Lpl Financial Llc	Monroe	NY	06/2021	Present
Lpl Financial Llc	Monroe	NY	06/2021	Present

06/2014 → Present

M&T Securities, Inc.

Buffalo, NY
04/2014 → Present

M&T Bank

Saugerties, NY
06/2021 → Present

Lpl Financial Llc

Monroe, NY
06/2021 → Present

Lpl Financial Llc

Monroe, NY

Previous Registrations

2014-06-30 → 2021-06-09

M&T Securities, Inc.

Saugerties, NY

Middletown, NY

Fishkill, NY

Syracuse, NY

Baltimore, MD

Monroe, NY

New Paltz, NY

Other Businesses

STARTING: 04/2014; MANUFACTURERS & TRADERS TRUST COMPANY ("M&T BANK"), ONE M&T PLAZA, BUFFALO, NY 14203; EMPLOYEE OF M&T BANK. THE MAJORITY OF HOURS ARE DEDICATED TO BANKING RELATED FUNCTIONS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-04-26

S66 Uniform Combined State Law Examination

2013-04-26

Other Names

Douglas Michael Sterneman

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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