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Yehuda Leib Flohr

Cetera Investment Advisers LLC

Monroe, NY

CRD 1002950

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-29
  • NY RA
    APPROVED
    Since 2023-06-29

Branch Locations

52 Bakertown Road Site 412, Monroe, NY 10950 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Other Businesses

1.INDEPENDENT INSURANCE AGENT FLOHR FINANCIAL GROUP, INC, DISABILITY, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, GROUP MEDICAL, BEGAN 12/2005, 3HRS/WKDY ONLY 2. OWN RENTAL PROPERTY OWNER AND COLLECT RENT, BEGAN 12/2003, 0HRS ACTIVITY OWNER RENTAL PROPERTY

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-05-17
  • S63 Uniform Securities Agent State Law Examination
    1989-05-17
Other Names
  • Yehvda Leib Flohr
  • Yehuda L Flohr

View on SEC IAPD

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