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Richard Alan Hocker

Penn Capital Management Company, LLC

Cherry Hill, NJ

CRD 850185

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Employer firm

Penn Capital Management Company, LLC CRD 105081

$1.94B regulatory AUM 642 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Penn Capital Management Company, Llc

3025 John F. Kennedy Blvd Suite 270, Philadelphia, PA 19104 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2002-11-06
PA RA APPROVED 1993-02-23
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2002-11-06
  • PA RA
    APPROVED
    Since 1993-02-23

Branch Locations

457 Haddonfield Road Suite 210, Cherry Hill, NJ 08002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Capital Management Cherry Hill NJ 11/1987 Present
Navaid Financial Services Philadelphia PA 12/2007 Present
  • 11/1987 → Present
    Penn Capital Management
    Cherry Hill, NJ
  • 12/2007 → Present
    Navaid Financial Services
    Philadelphia, PA
Other Names
  • Richard A Hocker

View on SEC IAPD

Nearby Firms

EQUITABLE ADVISORS, LLC
PNC WEALTH MANAGEMENT LLC
HIGHTOWER ADVISORS, LLC

Nearby Investors

JOHN G MCCORMICK
SEAN MICHAEL STONEBACK
FRANK ANTHONY COSTA

Nearby Offices

EQUITABLE ADVISORS, LLC · CHERRY HILL, NJ
PNC WEALTH MANAGEMENT LLC · CHERRY HILL, NJ
HIGHTOWER ADVISORS, LLC · Cherry Hill, NJ

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