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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-11-29 |
| TX | RA | APPROVED | 2017-11-29 |
Branch Locations
2610 Crow Canyon Rd Ste. 140, San Ramon, CA 94583 • United States
San Leandro, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | San Ramon | CA | 12/2005 | 11/2017 |
| Lpl Financial Llc | San Ramon | CA | 11/2017 | Present |
1. 11/29/2017 - BFM Wealth Management - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Co-owner - Start Date 02/2007 - 40 Hours Per Month/40 During Securities Trading - Tax Preparation. 2. 9/21/2018 - BFM Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-24 |
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