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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-08-27 |
Branch Locations
870 Kipling St. Suite A, Lakewood, CO 80215 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Lakewood | CO | 11/1989 | Present |
| Kestra Investment Services, Llc | Lakewood | CO | 08/2018 | Present |
| Kestra Advisory Services, Llc | Lakewood | CO | 08/2018 | Present |
Name: Personal Benefit Financial Investment Related: Yes Address: 870 Kipling Street Lakewood CO 80215 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Employee Start Date: 10/1/1977 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Sales of securities and insurance. Prepare and present financial plans Name: Personal Benefit Seminars Investment Related: No Address: 870 Kipling Street Lakewood CO 80215 Nature of Business: Other Other/None of the Above Speaker Position, Title or Relationship: Employee Start Date: 10/1/1982 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Speaker Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 SW Parkway Bldg 2 Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 9/1/2018 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: Investment Advisor Representative Name: L. Ronald Blair Investment Related: No Address: 4529 Fig Strret Golden CO 80403 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 7/1/1983 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Owner NAME: MY FEDERAL RETIREMENT BENEFITS POSITION: Assistant NATURE: Seminars for Federal Employees INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2025 ADDRESS: 870 Kipling St., Lakewood CO 80215, United States DESCRIPTION: Prepare Seminar Materials, Present Materials NAME: PERSONAL BENEFIT ADVISORY, INC. POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 32 SECURITIES TRADING HOURS: 26 START DATE: 09/01/2025 ADDRESS: 870 Kipling St, Lakewood CO 80215, United States DESCRIPTION: Provide financial services to clients based on their financial situation. Offer professional third party money management. Offer 529s and annuities. We are fiduciaries.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-08-12 |
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