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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-08-15 |
| CA | RA | APPROVED | 2022-07-29 |
Branch Locations
520 Newport Center Dr, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America,Na | Costa Mesa | CA | 08/2009 | 04/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 04/2022 | Present |
THE KIANG FAMILY FOUNATION PRESIDENT CHARTIBLE CONTRIBU.TIONS FOR EDCATIONAL AND CULTURAL EVENTS JULY, 2002 I* 1627269 For profit or not for profit: For Profit Name of outside business organization: amy kiang Investment related: no Address of business: Newport Coast, CA 92657 Nature of business: Position, title, association: my writing is to translate English poems into Chinese. Start date of relationship: 1/1/2024 Number of hours devoted: 6 weekly Number of hours devoted during trading hours: 0 Duties: Translations, To translate poems for loving of poetry.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-31 |
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