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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-07-29 |
| MI | RA | APPROVED | 2010-09-27 |
Branch Locations
422 East Mitchell Street 2Nd Floor - Unit 3, Petoskey, MI 49770 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Petosky | MI | 09/1999 | Present |
(1)COTTAGE GROVE ASSOCIATION - ROSCOMMON, MI, FINANCE COMMITTEE, DEVOTE APPROX 2 HRS PER MONTH, NONE DURING BSNS HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-23 |
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