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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2009-07-02 |
| TX | RA | APPROVED | 2009-07-02 |
Branch Locations
10 Brook Street Suite 290, Asheville, NC 28803 • United States
Hendersonville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co | Ashville | NC | 07/2009 | Present |
1.PERSONAL- INDIVIDUAL TRUST-DATED 11/17/1987. SELF - TRUSTEE - # HOURS/MONTH: 0-1/2 HOUR; #HOURS DURING SECURITIES TRADING HOURS: 0- 1/2 HOURS 2.REED CARDINAL GROUP LLC-718-9TH AVE WEST, HENDERSONVILLE, NC-NOT INVESTMENT RELATED-FAMILY HOME/RENTAL-CO OWNER-AUG 2021.-# HOURS/MONTH: 0-1/2 HOURS # HOURS DURING SECURITIES TRADING HOURS: 0 HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-10-14 |
| S63 | Uniform Securities Agent State Law Examination | 1983-02-04 |
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