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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1994-08-22 |
Branch Locations
6101 S. Boadway, Tyler, TX 75703 • United States
6101 S Broadway Suite 510, Tyler, TX 75703 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Tyler | TX | 08/1994 | Present |
1) Michael Seamands ttee for Michael Seamands/ 7207 Cherryhill Dr, smith, TX, 75703/my inheritance. Parents Trust created this entity in their will/invest like I would any other acct of mine/ start date:4/1/2021 2) Michael Seamands ttee for H Edward Seamands Trust/ 7207 Cherryhill Dr, smith, TX, 75703/ my brothers inheritance. Parents Trust created this entity in their will/ invest in a portfolio appropriate for a support trust/ start date: 4/1/2021 3)Thiophenes LLC ,United States- 7207 ,Cherryhill Dr.Tyler/smith county, Texas, United States 75703, Company, Oil & Gas Industries (Exploration, Production, Integrated), Officer, deposit oil and gas, start date- 6/24/2024, Texas and Mississippi, simplify oil and gas investments which have all been disclosed to UBS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-03-11 |
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