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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 1995-02-02 |
| TX | RA | APPROVED_RES | 1985-03-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Madison | WI | 10/1977 | Present |
| Bank Of America, Na | Madison | WI | 09/2009 | Present |
I*1034300, Name of OBA: Rental Property 1 Address: Wautoma, WI Investment Related: No Position, Title, Association: Sole owner Employee Start Date: 10/19/2021 No Hours: 2 Yearly No Hours during trading: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1983-09-22 |
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