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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-08-10
  • NJ RA
    APPROVED
    Since 2023-08-10

Branch Locations

2279 State Hwy 33 St 512, Hamilton, NJ 08690 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mid Atlantic Resource Group Hamilton Square NJ 07/1984 Present
Minnesota Life Insurance Company St Paul MN 08/1984 08/2023
Securian Financial Services, Inc. St. Paul MN 11/1986 08/2023
Mid Atlantic Benefit Strategies Llc Wall NJ 08/1984 Present
Auletta Agency Lawrenceville NJ 01/2000 Present
Cetera Wealth Services, Llc Hamilton NJ 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 07/1984 → Present
    Mid Atlantic Resource Group
    Hamilton Square, NJ
  • 08/1984 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 11/1986 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 08/1984 → Present
    Mid Atlantic Benefit Strategies Llc
    Wall, NJ
  • 01/2000 → Present
    Auletta Agency
    Lawrenceville, NJ
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Hamilton, NJ
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2002-06-21 → 2023-08-10
    Securian Financial Services, Inc.
    Hamilton Square, NJ
    Hamilton, NJ
    St. Paul, MN
Other Businesses

MARG FIXED INSURANCE POSITION: Owner NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2011 ADDRESS: , Hamilton Square NJ , United States DESCRIPTION: Owner MARG FIXED INSURANCE POSITION: Salesperson NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/1984 ADDRESS: , Wall NJ , United States DESCRIPTION: Salesperson NOTTINGHAM BABE RUTH BASEBALL LEAGUE POSITION: Officer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2000 ADDRESS: , Hamilton Square NJ , United States DESCRIPTION: Officer AULETTA AGENCY POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2000 ADDRESS: 2910 Princeton Pike, Lawrenceville NJ 08648, United States DESCRIPTION: Sale of Property and casualty products to referrals.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-09
S63 Uniform Securities Agent State Law Examination 1985-10-23
  • S65 Uniform Investment Adviser Law Examination
    1997-01-09
  • S63 Uniform Securities Agent State Law Examination
    1985-10-23

View on SEC IAPD

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