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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-07-25
  • FL RA
    APPROVED
    Since 2018-07-25

Branch Locations

917 Mall Ring Road Suite 102, Sebring, FL 33870 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Sebring FL 07/2006 07/2018
Raymond James Financial Services, Inc. Sebring FL 07/2018 Present
Raymond James Financial Services Advisors, Inc. Sebring FL 07/2018 Present
Previous Registrations
  • 2016-08-16 → 2018-07-13
    Okeechobee, FL
    Arcadia, FL
    Frostproof, FL
    Sebring, FL
    Lake Placid, FL
    Sebring, FL
    Avon Park, FL
    Fort Meade, FL
  • 2008-02-29 → 2016-12-31
    Truist Investment Services, Inc.
    Okeechobee, FL
    Avon Park, FL
    Lake Placid, FL
    Zephyrhills, FL
    Sebring, FL
    Avon Park, FL
    Sebring, FL
    Okeechobee, FL
    Arcadia, FL
    Lake Placid, FL
    Orlando, FL
    Sebring, FL
    Sebring, FL
    Fort Meade, FL
    Frostproof, FL
Other Businesses

(1)Name of Business: Sweetwater Wealth Management, LLC Address: 917 Mall Ring Road Ste 102, Sebring, FL, 33870, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/16/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner/ RJ affilatiate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-12
  • S66 Uniform Combined State Law Examination
    2008-02-12
Other Names
  • Joan Marie Warrick
  • Joan M Aguilar
  • Joan Marie Aguilar

View on SEC IAPD

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