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16414 San Pedro Suite 930, San Antonio, TX 78232-5185 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-12 |
| NV | RA | APPROVED | 2025-01-12 |
| TX | RA | APPROVED | 2012-04-19 |
Branch Locations
16414 San Pedro Suite 930, San Antonio, TX 78232 • United States
Fredericksburg, TX • United States
4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fiscal Design | Redwood City | CA | 12/1984 | Present |
MANAGE 3 RENTAL PROPERTIES IN HARPER FOR FRIEND IN CA. HAVE POWER OF ATTORNEY TO COLLECT RENTS, PAY BILLS, IMPROVE OR REPAIR PROPERTIES AND SELL IF A VIABLE OFFER IS MADE. TAKE COURT ACTION WHEN REQUIRED TO COLLECT RENT OR DAMAGES. LITTLE INTERFERENCE WITH TRADING HOURS SINCE I TAKE MY CELL WITH ME AND CAN DO WORK WITH LAPTOP OUT OF THE OFFICE. HOURS VARY FROM 2 TO 10 HOURS PER MONTH. MOST IS DONE BY MY ASSISTANT AND TENANT DEBBIE SANDER. PROPERTY OWNER IS: DEAN TONDER 685 S. RIDGEMARK DR. HOLISTER, CA. 95023 RES. PHONE 831.313.0405 CELL 831.902.4541 HAVE BEEN DOING THIS SINCE LATE 2003. TFA SANCTIONED IT. MY COMP. IS 10% OF RENTS PER YEAR. HAVE NOT ISSUED A 1099 FOR 2011 DUE TO LOSS OF REVENUE. WHEN ALL ARE RENTED MY 1099 IS ABOUT $2500. NO CLIENT INVOLVEMENT. JNJ RANCH DBA FOR JAN ZENNER BREADING AND SALE OF GOATS. SOLE PROPRIETOR SINCE 2002 ENABLES DEDUCTIONS OF FEED, IMPROVEMENTS AND REPAIRS FOR RANCH. ALWAYS A LOSS OF ABOUT $10,000 PER CALENDAR YEAR. SPEND A TOTAL OF 1 HOUR PER DAY FOR FEEDING. SPEND THE WEEKENDS WORKING THE RANCH AS THERAPY AND A HOBBY. OTHER THAN A VET EMERGENCY LITTLE TO NO IMPACT ON TRADING TIME. NO CLIENT INVOLVEMENT. LEAD SINGER FOR" RAGGEDY CATS" A 40'S 50'S BAND MANGER IS HORST KLAUSER 830 990 4314 FREDERICKSBURG TX REHEARSE 2 HOURS A WEEK ON WEDS. AM. I TAKE MY CELL PHONE WITH ME TO TAKE CALLS IF NEEDED AT THAT TIME. THE OTHER GUYS ARE RETIRED. WE SING ON WEEKENDS MOSTLY FROM END OF MARCH THROUGH XMAS IF WE DON'T HAVE OTHER GIGS AT THE WILD SEED FARM EAST OF FREDERICKSBURG, HIGHWAY 290 ON SATURDAYS 1-5. WE ALSO HAVE OUR EVENTS POSTED IN THE FREDERICKSBURG STANDARD ENTERTAINMENT SECTION. IN 2011 MY 1099 WAS $1000. PAY IS USUALLY $40 -60 PER GIG DEPENDING ON THE SPONSOR. LOTS OF FRIENDS AND CLIENTS COME TO HEAR US. YOU DO THIS OUT OF PASSION FOR MUSIC. SPOILED DOVES OF TEXAS I BELONG TO A GROUP OF CRAZY WOMEN WHO DRESS UP AS SALOON GIRLS AND GO TO DIFFERENT WESTERN EVENT TO BRING SOME AMBIANCE TO THE FOLKS. USUALLY THERE IS A BAND OF GUNFIGHTERS TOO. IF WE ARE PAID IT MAY BE $50 WHICH COVERS GAS. MOST ACCOMMODATION ARE FREE SINCE WE PROMOTE THE RANCH. NO CLIENT INVOLVEMENT UNLESS THEY ARE ATTENDING THE EVENT ON THEIR OWN. LIFE INSURANCE SALES I SELL LIFE, DISABILITY AND FIXED ANNUITIES USING VARIOUS COMPANIES. I USE MY DBA FISCAL DESIGN FOR ALL CLIENT CORRESPONDENCE. I HAVE BEEN SELLING LIFE INSURANCE SINCE 9/15/1975. THE REVENUE AND TIME SPENT VARIES DEPENDING ON CLIENT NEEDS. College financial planning through 123college.com and sold under the DBA fiscal design. Start date is 6/20/2016 and is somewhat investment related. Address of the business is online and at the RR's current office. Nature of the business is to conduct FINRA approved presentations to educate parents on college preparation and funding. 5% of the day would be devoted to this OBA and more when presentations are put together. This would be done during trading hours. Duties include presenting FINRA approved presentations to parents and teachers regarding financial college preparation. Cliffhanger Films and Silver Screens unknown - book keeper - non-investment related. Address is her personal residence. Create written and visual entertainment for stage and television documentaries - 20% owner - unk hours and will be during non trading hours - start date is August 9 2019.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-01-22 |
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