Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1983-08-23
  • TX RA
    APPROVED
    Since 1983-08-23

Branch Locations

3700 N Capital Of Texas Hwy, Austin, TX 78746 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 02/1975 Present
Bank Of America,Na Austin TX 12/2009 Present
Other Businesses

I*87070 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CROWN CASTLE(CCTMO LLC) INVESTMENT RELATED: Y ADDRESS OF BUSINESS: HOUSTON, TEXAS 77057 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, I AM LESSOR START DATE OF RELATIONSHIP: 7/28/1995 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CCTMO LLC IS LESSEE I*87291 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: BREITBURN OPERATING LP INVESTMENT RELATED: Y ADDRESS OF BUSINESS: HOUSTON, TEXAS 77010 NATURE OF BUSINESS: LIMITED PARTNERSHIP, POSITION, TITLE, ASSOCIATION: OTHER, I OWN ROYALTY INTERESTS ON LAND START DATE OF RELATIONSHIP: 5/15/2015 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BREITBURN PAYS ME OIL ROYALTIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-22
S63 Uniform Securities Agent State Law Examination 1989-05-11
  • S65 Uniform Investment Adviser Law Examination
    1995-11-22
  • S63 Uniform Securities Agent State Law Examination
    1989-05-11
Other Names
  • Gloria Jane Stovall

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Austin, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor