Arthur Clifford Laine

Benjamin F. Edwards & Company, Inc.

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Current Employers

Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2015-04-17

IL RA
APPROVED

Since 2015-04-17

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

5832 North Knoxville Avenue Suite B, Peoria, IL 61614 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Benjamin F Edwards & Co	Peoria	IL	04/2015	Present

04/2015 → Present

Benjamin F Edwards & Co

Peoria, IL

Previous Registrations

2009-06-01 → 2015-04-27

Morgan Stanley

Peoria, IL
1997-12-28 → 2009-06-01

Citigroup Global Markets Inc.

Peoria, IL

Peoria, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-07-22
S63	Uniform Securities Agent State Law Examination	1980-09-29

S65 Uniform Investment Adviser Law Examination

1992-07-22
S63 Uniform Securities Agent State Law Examination

1980-09-29

View on SEC IAPD

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